General Code of Conduct

Learn about the General Code of Conduct.

Published in:

Course By: Growth in Motion

ABOUT THE COURSE


CPD Accreditation detail

Professional Body: IOBSA

CPD hour allocation: CPD Hours (online learning): 2 CPD hours   

CPD Accreditation Number: IOB121

COURSE DESCRIPTION

The following topics will be covered in this course: 

  • Review of FAIS Chapter IV: Codes of Conduct – purpose and principles
  • Codes of Conduct
  • Overview of main changes for 2021
  • New Definitions
  • Section 3: Fairness and fees
  • Section 7: Forecasts and illustrations
  • Section 8: Suitability and resisting the sale
  • Section 14: Advertising!
  • Section 16: Complaints
  • Section 18: Ombud-watchman
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